Compliance tools burlington, massachusetts sungard officials announced in march that it would add to its bevy of acquisitions with the purchase of dataware solutions. The sgn network for securities connects institutional asset managers, hedge funds and brokerdealers to trading venues worldwide. Keybanc selects sungards brass oms, assent liquidity. The addition of protegent trading compliance further strengthens the suite of reporting and compliance capabilities, such as, act, oats, and ots reporting, already included in brass oms. He is responsible for presales of the protegent market abuse and protegent pta compliance solutions in europe, middle east and africa emea.
Sungard was an american multinational company based in wayne, pennsylvania, which provided software and services to education, financial services, and public sector organizations. Protegent compliance platform protegent trading compliance is a webbased surveillance application designed to alert users of potential violations occurring in the marketplace, assist in supervisory controls and support management reporting. Access documentation, knowledge base, training, and support for sungard software services. Sungard launches new protegent surveillance solution for. Convergepoint policy management software is rated 0, while fis protegent is rated 0. Sungards protegent pta is an automated solution that helps streamline the compliance process for personal trading in a wide range of industries. The solution covers all asset classes and market models and has been deployed for over 50 clients in 17. Protegents best execution and trade reporting modules will help. Yes, light, future, no key features and functionality table d and table e present key functionality currently offered by the leading trade compliance vendor solutions. Fis protegent pta is a browserbased application that automates compliance with personal trading regulations covering the full spectrum of regulatory agencies, self regulating organizations, and a firms specific code of ethics and policies. The primary purpose of these systems is to automate the many detailed processes associated with trading, managing investment portfolios, and accounting for investment assets. Jun 20, 2006 sungard announced today that it has released version 3. Fis protegent is a suite of solutions that help automate financial institutions compliance processes.
Sungard released the first version of its new compliance and surveillance software for financial institutions, called protegent surveillance, which combines the software companys existing protegent brokeraudit and synapse surveillance products. Jun 05, 2015 sungard, which has more than 15,000 customers, mainly provides trading and investment management software to financial firms. Sungard as a leader in disaster recovery as a service, q2 2019. Park financial group expands relationship with sungard with. American capital strategies selects sungards protegent for. Financial software maker sungard files for ipo reuters. Protegent surveillance was designed to help compliance officers meet the increasing challenges of time and laborintensive trade. It was formed in 1983, as a spinoff of the computer services division of sun oil company. The name of the company originally was an acronym which stood for sun. Oversee all activities related to new sales, revenue. Sungard financial systems now part of fis linkedin. Sungards protegent suite of compliance solutions was one of the platforms included in our list of the best antimoney laundering aml compliance tools. Sungard releases new surveillance and compliance software.
Sungards protegent surveillance unit has launched protegent social media surveillance, which helps firms monitor the information that employees disseminate over social media networks. Oct 15, 2009 sungards protegent trading compliance solution provides keybanc with enhanced compliance reporting and surveillance capabilities and support for compliance obligations. Sungard s protegent suite of compliance solutions was one of the platforms included in our list of the best antimoney laundering aml compliance tools. Financial systems, higher education, public sector, and availability services. Aug 08, 2011 sungard has launched protegent policy manager, an integrated policy management and education solution that helps streamline and facilitate the administration of regulatory compliance and internal. Compliance tools sungard enhances firm by acquiring dataware. Sungard, which has more than 15,000 customers, mainly provides trading and investment management software to financial firms. The name of the company originally was an acronym which stood for sun guaranteed access to recovered data, a reference to the. Sungard user ids are typically the first letter of your first name and then your entire last name with no spaces. Sungards software and services support functions from the front office. Sungard protegent surveillance and market monitoring multi asset class, real time. New york, ny vocus june 25, 2009 floridabased park financial group, a full service brokerage firm specializing in equity trading, execution services and corporate finance, has expanded its relationship with sungard with the addition of protegent trading compliance for best execution and regnms 605, 606 and 611 reporting. Sungard launches protegent policy manager for managing.
Scila solutions for market surveillance and compliance. As part of plans to enhance its product offerings, global software giant sungard has acquired dataware solutions, a provider of employee trading compliance software to financial institutions. Learn about working at sungard financial systems now part of fis. On the other hand, convergepoint policy management software is most compared with compliance 360, navex global and nasdaq bwise, whereas fis protegent is most compared with compliance 360 and rsa archer. It combines streetscapes proprietary pretrade modules with sungards protegent suite of. Sungard availability services offers resilient, hardened data and. Sec rule 11ac15 compliancetaxprotegentprotegenttradingcompliancebestexecutionorder routing. Sfg will continue to use protegent trading compliance for the automation of surveillance, internal investigations, documentation, and reporting, helping the firm to monitor and reduce risk and opportunity cost, improve workflow, and. The protegent suite of compliance software solutions helps you mitigate your compliance risk exposure with greater transparency across your organization with advanced issue detection and integrated workflows. Susquehanna financial group, lllp sfg, the institutional brokerdealer member of the susquehanna international group of companies sig, has extended its relationship with sungards protegent trading compliance as the firms platform for trading compliance of its institutional equities tradin. Your sungard pta login will be a unique login for you. The protegent suite of compliance software solutions helps you mitigate your. Protegent trading compliance global banking software. With its ability to integrate with both thirdparty and complementary sungard trading.
Sungard announced today the availability of a new release of protegent surveillance, a compliance solution that helps retail brokerdealers to reduce regulatory and reputation risk by helping. Valdi encompasses two core trading software suites, one focused on the specific requirements of the north american markets, the other described in this brochure having global scope. See who you know at sungard financial systems now part of fis, leverage your professional. Oct 23, 2006 sungard announced today the availability of a new release of protegent surveillance, a compliance solution that helps retail brokerdealers to reduce regulatory and reputation risk by helping. Kevin kruzensky, managing director at keybanc, said, sungards advances in execution services have helped our business relationship to continue its growth trajectory. The benefits of sungard s protegent compliance platform duration.
Filed under cross asset tagged with 20, compliance, ifttt, pocket, protegent, sungard, susquehanna, trading bayer goes live with sungards adaptiv analytics to help improve risk calculations and support regulatory compliance. Jun 25, 2009 floridabased park financial group, a full service brokerage firm specializing in equity trading, execution services and corporate finance, has expanded its relationship with sungard with the addition of protegent trading compliance for best execution and regnms 605, 606 and 611 reporting. Store user information online for three years, with an additional four years of storage on tape. Mark henni svp sales valdi sales north america fis sungard. Sungard announced today that it has released version 3. This webbased application provides a complete view into an orders life cycle through an alertdriven solution supported by comprehensive market data and client data.
Sungard financial systems provides missioncritical software and it services to institutions in virtually every segment of the financial services industry. Risk and compliance protegent trading compliance in todays increasingly complex regulatory environment. Sungards protegent assists financial services firms in. Review of sungards protegent compliance platform advisoryhq. Provides secure access to your sungard avs managed environment and the related support tools like ticketing and performance reporting. Sungards suite of products to address these electronic trading challenges for sellside equity businesses is brought together under the valdi architecture. Protegent s best execution and trade reporting modules. Sungards protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling. American capital strategies selects sungards protegent.
Sungard has launched protegent policy manager, an integrated policy management and education solution that helps streamline and facilitate the. Sungard provides software and processing solutions for financial services, education and the public sector. Sungard as united states transforming it for resilient business. A hosted dr infrastructure delivers resilience and security. Compliance officers must monitor massive volumes of data for compliance against a growing list of regulations. Park financial group expands relationship with sungard.
Clearly, most vendors have done a great job of continually adding new. Sungards protegent trading compliance solution provides keybanc with enhanced compliance reporting and surveillance capabilities and support for compliance obligations. The protegent trading compliance best execution module helps you meet your fiduciary obligations while improving your competitive advantage. Protegent pta, formerly pta by dataware solutions, which sungard. Compliance officers must manage vast, disparate data and processes to comply with everchanging global trading regulations, often against tight deadlines. Sungard s protegent compliance platform enables compliance users to. Responsible for new business sales in emea for the sungard protegent suite of solutions. Park financial also uses sungards brass order management system oms for market making, agency and proprietary trading. List of fis global customers last updated on 20160930 00. Sungard s protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling.
Financial services information technology vendor sungards social media offering to help with new compliance rules. Sungard as united states transforming it for resilient. Adrian guest sales director trading business fonetic. Sungard s protegent assists financial services firms in. The benefits of sungards protegent compliance platform duration. Review of sungards protegent compliance platform recently, we published our annual list of the top aml software solutions for financial services firms. Magnus almqvist is a senior product specialist for protegent, sungards compliance business for the capital markets. Use of technology and software in mifid ii compliance programs. Software ag apama sungard protegent trillium source. The network supports multiasset order routing in fix and proprietary formats, trade execution, posttrade communication, analytics and reconciliation. Sungard s software and services support functions from the front office. Each trade is subjected to thorough analysis using the protegent surveillance rule.