This innovative technology enables firms to detect market manipulation and respond quickly, customize surveillance platforms as regulations change, and monitor. Sungard launches new protegent surveillance solution for. The trade surveillance solution offered by software ag provides a significant tool to benefit all players operating in market and trading systems. Protegent solutions assist organizational users with advanced due diligence directives, as well as timely compliance with aml and financial crimes regulations, as they relate to customer onboarding and ongoing transaction surveillance. An expanding landscape february 2015 2015 aite group llc. Regtech for surveillance and financial risk in capital markets eventus systems provides awardwinning software solutions that enable intelligent decision making for compliance, trade surveillance, and risk management. Providing both banks and financial institutions with the necessary automation to achieve the greatest level of aml compliance, protegent aml solution software creates an environment where risk mitigation is a simple process.
A wide selection of industry standard alert rules and standard protocols for connectivity ensures a smooth implementation. Sungard releases new surveillance and compliance software. Kx for surveillance combining transactional and behavioral analysis kx offers solutions for both transactional and ecomms surveillance that can be deployed separately or in combination on the same platform to instantly detect behavioral changes and known violations like. Convergepoint policy management software vs fis protegent. Competing software just uses top of book data, missing real market manipulation and producing useless false positives. Raymond james financial implements sungards protegent. The investment center selects sungards protegent for. Scila surveillance is a real time market surveillance system used by market participants and brokers trading a wide range of asset classes globally. With more than 2 million users worldwide, ispy works with more cameras and devices than anything else on the market. Protegent is the best antivirus software and protegent 360 complete security software provides 360degree protection for your system.
In addition, sungard has renamed the solution protegent pta, formerly pta by dataware. Keybanc selects sungards brass oms, assent liquidity. Indeed may be compensated by these employers, helping keep indeed free for jobseekers. The solution also helps you identify questionable transactions and high risk positions. Find market surveillance and trade surveillance systems and solutions on our financial technology solutions research platform, use the directory for vendor discovery, and use our guide to compare and evaluate solutions including reports and rfis on functionality capabilities covering trade monitoring, disorderly market conduct identification, exchange surveillance, insider trading, incident. See info on software ags solution for fx ecommerce. The word protegent is derived from a french word protegee, which means to protect. Buy protegent enterprise security, protegent 360 security. Ziegler wealth management implements sungards protegent surveillance system.
Sungard provides software and processing solutions for financial services. Nice actimize describes trade surveillance as the solution for the life cycle of prohibited trading. It provides best execution, market abuse and transaction cost analysis tca solutions. View tejas pipwalas profile on linkedin, the worlds largest professional community. Sungards protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling, through its t. Software ags market and trade surveillance solution is built with stateoftheart technology, including the worlds fastest complex event processing cep engine. As an intuitive, automated supervision system designed to detect, document and help remediate potential regulatory violations, protegent surveillance is the premier solution for surveillance execution on firms trade, account and rep information according to regulatory and firmdefined guidelines. In addition to trade surveillance, solutions software ag also provides products and solutions for fraud detection software, sap connectivity, predictive maintenance and more. Crash proof is proactive data recovery software which recovers accidentally deleted data files.
Ziegler wealth management implements sungards protegent. Protegent s clients include some of the worlds premier financial service institutions. The benefits of sungards protegent compliance platform youtube. Protegent antivirus provides is advanced security software which provides assured protection to your computer, laptops, etc. Sungard protegent surveillance and market monitoring multi asset class, real time surveillance. The price of trading in todays global economy is strict adherence to a wide range of global regulations. Nyse has used scila surveillance technology since 2014. Your firm must have effective regulatory compliance that encompasses crossasset class and crossmarket trade surveillance, monitoring activities for market manipulation, fraud, behavioral patterning, and more. In short, trade surveillance and monitoring systems are important, and the demand for the technology isnt going anywhere for quite a while. It is developed with twotier architecture which doesnt only secure your computer from latest strains of viruses, malware, trojans but also allows users to have a risk free web browsing. Highlights realtime market surveillance of equities, bonds, options and equity linked products etfs, etns etc scila surveillance process up to 50 billion messages daily scila surveillance monitors reg nms and trade through compliance. Sungard is one of the worlds leading software and technology services companies.
Scila solutions for market surveillance and compliance. Trade surveillance with big data the rise of realtime, highfrequency trading has regulatory compliance teams working hard to keep pace with the industrys widening pools of structured and unstructured data. In the next windows, installation process of crash proof begins. Protegent complete security software 1pc1yr protegent security. The protegent trading compliance best execution module helps you meet your fiduciary obligations while improving your competitive advantage. The new lei support comes via omgeos partnership with avox, a. Trade surveillance solutions regulatory compliance eflow.
Best execution and surveillance solutions, llc bxs is a privately owned and operated company which focuses on best execution analytics and trade surveillance solutions in the financial services industry. Posttrade services provider omgeo now has support for the global legal entity identifier lei initiative via additional entity and fundlevel fields and data as part of its alerts webbased global database for account and standing settlement instructions ssi, officials say. Now a window will open which provides the user with an option to select the product components. As part of plans to enhance its product offerings, global software giant sungard has acquired dataware solutions, a provider of employee trading compliance software to. Let it central station and our comparison database help you with your research. Protegent antivirus solution top antivirus free antivirus. Onetick surveillance is a market leading solution used by exchanges, tier 1 banks, routing and executing brokers, clearing firms, fcms, marketmakers, retail brokers, and buyside firms in both fully hosted and deployed configurations. Available as a standalone solution or as an integrated component of protegent surveillance, it provides a single point of entry for distinct account types across multiple backoffice applications. Trade surveillance trade surveillance is about implementing a surveillance system that monitors and detects activities for market manipulation, fraud, behavioural patterning, and more across all asset classes and all products, thereby ensuring the prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Also renamed under sungards protegent brand salt lake city, ut june 20, 2006 sungard announced today that it has released version 3. The only trade surveillance system using full depth data to reduce false positives.
Protegent antivirus solution installation instruction. Look closer at the market surveillance and monitoring solution. Also has protegent antivirus, total security and complete security. This report also profiles fis protegent, scila, and trillium surveyor. With years of expertise in regulatory compliance and tax reporting, fis can. Market surveillance helps to ensure orderly markets, where. Review of sungards protegent compliance platform advisoryhq. Tz trade surveillance solutions tz is our awardwinning trade surveillance software. Buy the best protegent antivirus from online in india. Omgeo adds lei support as smarsh, nasdaq and protegent. See the complete profile on linkedin and discover tejas. Protegent antivirus 1 pc 1 year buy protegent antivirus 1 pc 1 year only for rs. Adrian guest sales director trading business fonetic. Onetick includes coverage of mar, mifid ii, sec, finra, and iiroc trade surveillance.
Looking at the field of solutions addressing trade and order surveillance requirements, there are only a few that produce alerts across both trade and communications data, including nice actimize, bloomberg, and behavox, and to a more limited extent software ag, scila, bnext, trapets, and irisium. Reporting and monitoring of users application and internet use. Sungards protegent assists financial services firms in. This 78page impact report contains 38 figures and eight tables. Market manipulation detection techniques software ag.
Sungard launches protegent policy manager for managing. K3 connects directly to exchanges, such as cme and ice to compile the data you need in realtime. Sungard releases new surveillance and compliance software sungard released the first version of its new compliance and surveillance software for financial institutions, called protegent surveillance, which combines the software companys existing protegent brokeraudit and synapse surveillance products. Protegent antivirus 1 pc 1 year buy protegent antivirus 1. The trade surveillance systems market is expected to grow from usd 600. Protegent supports supervision and surveillance practice, helps streamline the compliance life cycle, proactively monitors trades and provides comprehensive auditing and reporting for financial institutions and companies that trade in energy and commodities markets. Protegent surveillance is a comprehensive compliance and surveillance solution for financial services institutions. We compared these products and thousands more to help professionals like you find the perfect solution for your business. Protegent antivirus software, anti spyware, anti malware. Risk becomes especially sensitive when it originates from within the core trading operations of the firm, that very place from which your reputation and your bottom line is built. The protegent suite of compliance software solutions helps you mitigate your. Protegent surveillance consolidates data from disparate trading and transaction processing systems to provide compliance officers with the ability to. Oversight and control have been among the major themes of financial market regulation ever since the market collapse in 2008. Protegent surveillance for market abuse provides the holistic monitoring, detection and resolution tools needed, combining the benefits of a comprehensive, offtheshelf compliance solution with the adaptability of custombuilt market abuse software.
Protegent business security solution the best enterprise 360 security security software provides complete protection and monitoring of enterprise business network systems with data leakage prevention, employee monitoring, computer asset tracking. You can have all sorts of beautiful surveillance reports. Protegent trading compliance is an intraday surveillance and analysis system designed to alert users of potential violations occurring in the market, as impacted by regulatory changes, and report improper trade activities in accordance with trade modifiers and riskless principal transactions. Protegent antivirus software products go with the meaning of french word and have been developed by experienced professionals to protect corporate business, valuable data, children and foremost computerlaptop. This functionality, powered with a proactive supervisory. Financial markets have undergone a dramatic transformation over the last few years. The prevention and investigation of abusive, manipulative or illegal trading practices in the securities markets. Trade surveillance software system trillium surveyor. Trade surveillance software systems, monitoring market tools.
Sungard protegent pta personal trading assistant automates the process around employee. With more than 200 configurable alerts in its library, protegent surveillance detects a broad range of issues. Trade surveillance is commonly understood to encompass process and technology that detect trading rule violations. Swap execution facilities sefs and swap data repositories sdrs mean that it is now possible to implement effective trade surveillance in the otc swaps market and to do so in an analogous manner to the futures market.
Protegent antivirus is an antivirus and depending on the users definition, a possible pup that runs on microsoft windows. Aug 08, 2011 sungard launches protegent policy manager for managing compliance policy and education. Regulatory implications of trade surveillance accenture. For those responsible for markets and trade surveillance on the exchange or regulators side, software ag provides a realtime automated system. Indeed ranks job ads based on a combination of employer bids and relevance, such as your search terms and other activity on. Software ags trade surveillance solution provides significant benefits for all players in market and trading surveillance. Oct 23, 2006 sungard upgrades protegent surveillance. Trade surveillance, the offering from nice actimize, is a fullservice compliance offering for brokers, asset managers, and clearing firms for firmlevel monitoring and market surveillance. Protegent 360 antivirus is an award winning complete security software comes with advanced features which provide extremely robust protection against advanced online threats. By employing emerging tools and techniques, capital markets firms can improve trade surveillance and.
Protegent trading compliance, a multiasset software solution, provides a complete view into an orders life cycle through alertdriven, intraday trade surveillance tools and regulatory reporting capabilities supported by comprehensive market data and client data warehouses. Sungards protegent surveillance, a software application for brokerage compliance, is able to highlight the potentially unsuitable activity associated with short selling and naked short selling. Trade surveillance has recently undergone a big change driven mainly by increased regulatory rigor, coupled with other factors, such as a complex trading environment and the convergence of different forms of financial crimes, which make anomaly detection an extremely challenging task. Posted on 28 june 20 by regulatory compliance team. Surveyor is the only trade surveillance software that qualifies alerts using full depthofbook market data. Protegent is worlds only antivirus which comes with inbuilt data recovery software. Sungard announced today that it has released version 3. Thomson financial announces partnership with protegent, inc. This risk free antivirus software has been designed to combat most. Compliance 360 consolidates your entire program onto a single scalable. Store user information online for three years, with an additional four years of storage on tape. Onetick surveillance is a market leading solution used by tier 1 banks, routing and executing brokers, clearing firms, fcms, marketmakers, retail brokers, and buyside firms in both fully hosted and deployed configurations.
Protegent antivirus solution protegent antivirus solution is an advanced security software which is armed with unique safety features to guard your pc and its vital resources against harmful virus attacks. Protegent buy antivirus for laptop and desktop computers. Buy protegent business security solution the best enterprise security software provides complete protection and monitoring of enterprise business network systems with data leakage prevention, employee monitoring, computer asset tracking. Protegent helps these firms detect trading behaviors that increase the risk of regulatory action. You can detect suspicious trading activity and address supervision appropriateness and suitability requirements. Onetick trading analytics, market data and surveillance. Shortlisting trade surveillance solutions anna griem september 2018 this authorized reprint was prepared for nice actimize, but the analysis has not been. Sungard assists organizations in running more efficient compliance programs through a flexible suite of software modules, helping to reduce. Rex gooch, vice president of product strategy for sungards protegent solution, talks about the development of the protegent compliance. Best 360 complete security software protegent antivirus. Buy now protegent antivirus and protegent total security. With its multiple functions, protegent 360 complete security not only secures your personal computer laptop from the threats but also prevents any kind of data leakage.
Shortlisting trade surveillance solutions anna griem september 2018 this authorized reprint was prepared for nice actimize, but the analysis has not been changed, and the report was not sponsored by nice actimize. Keybanc selects sungards brass oms, assent liquidity services and protegent trading compliance solutions share article sungard today announced that keybanc capital markets, a fullservice investment banking, brokerage and investment advisory firm, has selected sungards assent liquidity services for sponsored access, algorithmic trading. Each trade is subjected to thorough analysis using the protegent surveillance rule. Ziegler uses sungards protegent for firmwide compliance and. But absent a complete, clean, and harmonized data set they are of little use. Key features of sungard protegent aml software solutions and tools.
Compliance protegent surveillance financial software fis. Post trade services provider omgeo now has support for the global legal entity identifier lei initiative via additional entity and fundlevel fields and data as part of its alerts webbased global database for account and standing settlement instructions ssi, officials say. Your firm must have effective regulatory compliance that encompasses crossasset class and crossmarket trade surveillance, monitoring activities for market manipulation, fraud, behavioral patterning, and. Protegent s status as malicious software is unlikely as evidence is lacking.
Sungard launches protegent surveillance for energy and. Protegent trading compliance is a webbased surveillance. Read more about tz here, or get in touch to organise a free proof of concept. Apply to analyst, it analyst, operations analyst and more. Trade surveillance software know your transactions, kyt. Sungard has launched protegent surveillance for firms that trade in the energy and commodity markets across natural gas, natural gas liquids, power, petroleum products and general commodities. Benefit from access to the market data tick database for all securities. Quickly get your surveillance program off the ground, and make adjustments as the markets and your business evolve.